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Catherine Elizabeth Keele

J.P. Morgan Securities LLC

New York, NY

CRD 8138571

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-09-03
TX RA APPROVED 2025-09-03
  • NY RA
    APPROVED
    Since 2025-09-03
  • TX RA
    APPROVED
    Since 2025-09-03

Branch Locations

270 Park Avenue 22Nd And 23Rd Floors, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc New York NY 07/2025 Present
Jpmorgan Chase Bank, N.A. New York NY 07/2025 Present
Unemployed Bridgewater NJ 05/2025 06/2025
University Of Notre Dame Notre Dame IN 08/2021 05/2025
Jp Morgan Private Bank New York NY 06/2024 08/2024
Pvh Corp Bridgewater NJ 06/2023 08/2023
Hikma Pharmaceuticals Berkeley Heights NJ 06/2022 08/2022
Unemployed Bridgewater NJ 07/2015 07/2021
  • 07/2025 → Present
    New York, NY
  • 07/2025 → Present
    Jpmorgan Chase Bank, N.A.
    New York, NY
  • 05/2025 → 06/2025
    Unemployed
    Bridgewater, NJ
  • 08/2021 → 05/2025
    University Of Notre Dame
    Notre Dame, IN
  • 06/2024 → 08/2024
    Jp Morgan Private Bank
    New York, NY
  • 06/2023 → 08/2023
    Pvh Corp
    Bridgewater, NJ
  • 06/2022 → 08/2022
    Hikma Pharmaceuticals
    Berkeley Heights, NJ
  • 07/2015 → 07/2021
    Unemployed
    Bridgewater, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-09-03
  • S66 Uniform Combined State Law Examination
    2025-09-03

View on SEC IAPD

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