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Samuel Luk

Neuberger Berman Bd LLC

New York, NY

Brooklyn, NY

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Current Employers
Neuberger Berman Bd Llc

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-05-24
  • NY RA
    APPROVED
    Since 2023-05-24

Branch Locations

1290 Avenue Of The Americas, New York, NY 10104 • United States

Brooklyn, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonbond New York NY 03/2016 05/2021
Shopify New York NY 06/2021 06/2022
Unemployed New York NY 07/2022 09/2022
Neuberger Berman New York NY 10/2022 Present
  • 03/2016 → 05/2021
    Commonbond
    New York, NY
  • 06/2021 → 06/2022
    Shopify
    New York, NY
  • 07/2022 → 09/2022
    Unemployed
    New York, NY
  • 10/2022 → Present
    Neuberger Berman
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-05-24
S63 Uniform Securities Agent State Law Examination 2005-08-17
  • S66 Uniform Combined State Law Examination
    2023-05-24
  • S63 Uniform Securities Agent State Law Examination
    2005-08-17
Other Names
  • Samuel Luk
  • Samuel Hughson Luk

View on SEC IAPD

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Other Offices

ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
LEEDS EQUITY PARTNERS · NEW YORK, NY

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