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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-11-20 |
| NC | RA | APPROVED | 2025-09-15 |
Branch Locations
1377 N Center St, Hickory, NC 28601 • United States
130 Harbour Pl Dr Ste 200, Davidson, NC 28036 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Hickory | NC | 07/2025 | Present |
| Humana, Inc. | Louisville | KY | 08/2022 | 05/2025 |
| Unc Kenan-Flagler Business School | Chapel Hill | NC | 08/2020 | 05/2022 |
| Unemployed | Hickory | NC | 03/2020 | 08/2020 |
| Nbcuniversal | New York | NY | 07/2016 | 03/2020 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-09-15 |
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