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Daniel O'SUllivan

Mml Investors Services, LLC

Warren, NJ

Wharton, NJ

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-06-26
NJ RA APPROVED 2026-04-29
  • TX RA
    APPROVED_RES
    Since 2026-06-26
  • NJ RA
    APPROVED
    Since 2026-04-29

Branch Locations

25 Independence Boulevard Suite 200, 2Nd Floor, Warren, NJ 07059 • United States

Wharton, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Co Warren NJ 08/2025 Present
Mml Investors Services, Llc Warren NJ 08/2025 Present
Montclair State University Little Falls NJ 07/2021 05/2025
Compass Group Montclair NJ 02/2022 02/2024
Barnum Financial Group Warren NJ 06/2024 08/2024
Barnum Financial Group Montclair NJ 02/2025 04/2025
Unemployed Randolph NJ 07/2015 06/2021
  • 08/2025 → Present
    Massmutual Life Insurance Co
    Warren, NJ
  • 08/2025 → Present
    Mml Investors Services, Llc
    Warren, NJ
  • 07/2021 → 05/2025
    Montclair State University
    Little Falls, NJ
  • 02/2022 → 02/2024
    Compass Group
    Montclair, NJ
  • 06/2024 → 08/2024
    Barnum Financial Group
    Warren, NJ
  • 02/2025 → 04/2025
    Barnum Financial Group
    Montclair, NJ
  • 07/2015 → 06/2021
    Unemployed
    Randolph, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-04-24
  • S66 Uniform Combined State Law Examination
    2026-04-24
Other Names
  • Daniel O'SUllivan
  • Dan O'SUllivan

View on SEC IAPD

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MICHAEL VESUVIO
JEFFREY PAUL DURR

Other Offices

MML INVESTORS SERVICES, LLC · Warren, NJ
UBS FINANCIAL SERVICES INC. · Warren, NJ
SACKS & ASSOCIATES, LLC · WARREN, NJ
CAPTRUST · Warren, NJ
MORGAN STANLEY · Warren, NJ
CAPITAL ENHANCEMENT, LLC · WARREN, NJ
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · WARREN, NJ
MML INVESTORS SERVICES, LLC · Warren, NJ

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