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1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-07-08 |
Branch Locations
1166 Avenue Of The Americas 21St Floor, New York, NY 10036 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Student | Brooklyn | NY | 06/2023 | 03/2025 |
| Learning Technologies Group Plc | Hong Kong | 06/2015 | 01/2020 | |
| Complysci | New York | NY | 03/2021 | 04/2022 |
| Bloomberg | New York | NY | 04/2022 | 06/2023 |
| Unemployed | Brooklyn | NY | 02/2020 | 02/2021 |
| Unemployed | Brooklyn | NY | 03/2025 | 08/2025 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 08/2025 | 01/2026 |
| Northwestern Mutual Investment Services Llc | New York | NY | 01/2026 | 02/2026 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 02/2026 | 06/2026 |
| Janney Montgomery Scott Llc | New York | NY | 06/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-07-08 |
| S63 | Uniform Securities Agent State Law Examination | 2026-01-12 |
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