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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-08-20 |
| TX | RA | APPROVED | 2025-08-20 |
Branch Locations
270 Park Avenue, Floor 25 & 43, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | New York | NY | 07/2025 | Present |
| J.P. Morgan Securities Llc | New York | NY | 07/2025 | Present |
| Unemployed | Tempe | AZ | 06/2025 | 06/2025 |
| W. P. Carey School Of Business At Asu | Tempe | AZ | 08/2024 | 05/2025 |
| Arizona State University | Tempe | AZ | 11/2021 | 05/2025 |
| Arizona State University | Tempe | AZ | 08/2021 | 05/2025 |
| Jpmorgan Chase Bank, N.A. | New York | NY | 06/2024 | 08/2024 |
| William & Wall | Scottsdale | AZ | 09/2023 | 12/2023 |
| Mary Lou Fulton Teachers College | Glendale | AZ | 11/2021 | 04/2022 |
| Unemployed | Odesa | 07/2015 | 07/2021 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-12-14 |
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