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Daniel Paul Lukes

Wells Fargo Clearing Services, LLC

Mequon, WI

Milwaukee, WI

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2025-10-10
  • WI RA
    APPROVED
    Since 2025-10-10

Branch Locations

11350 N Port Washington Rd, Mequon, WI 53092 • United States

111 East Kilbourn Avenue 23Rd Fl [Gt-Rbo], Milwaukee, WI 53202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Mequon WI 07/2025 Present
Wells Fargo Bank, Na Mequon WI 10/2022 Present
Office Depot Officemax Manitowoc WI 02/2022 01/2023
Unemployed Manitowoc WI 06/2015 02/2022
  • 07/2025 → Present
    Wells Fargo Clearing Services, Llc
    Mequon, WI
  • 10/2022 → Present
    Wells Fargo Bank, Na
    Mequon, WI
  • 02/2022 → 01/2023
    Office Depot Officemax
    Manitowoc, WI
  • 06/2015 → 02/2022
    Unemployed
    Manitowoc, WI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-10-09
S63 Uniform Securities Agent State Law Examination 2025-09-17
  • S65 Uniform Investment Adviser Law Examination
    2025-10-09
  • S63 Uniform Securities Agent State Law Examination
    2025-09-17

View on SEC IAPD

Other Firms

STIFEL, NICOLAUS & COMPANY, INCORPORATED
LPL FINANCIAL LLC
CHARLES SCHWAB & CO., INC.
OSAIC WEALTH, INC.
AMERIPRISE FINANCIAL SERVICES, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
REINHART PARTNERS, LLC
MADISON INVESTMENT ADVISORS, LLC

Other Investors

WAYNE SPENCER FRANK
MELINDA AGNES WACKER
Blake Jalovec
WILLIAM GERARD MORSE
JUDITH K SCHULTZ
MICHAEL ALAN KRAMER
DANIEL JAY AIKEN
ANDREW MICHAEL WIZIARDE

Other Offices

STIFEL, NICOLAUS & COMPANY, INCORPORATED · MEQUON, WI
LPL FINANCIAL LLC · MEQUON, WI
CHARLES SCHWAB & CO., INC. · Mequon, WI
OSAIC WEALTH, INC. · MEQUON, WI
AMERIPRISE FINANCIAL SERVICES, LLC · Mequon, WI
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · MEQUON, WI
REINHART PARTNERS, LLC · MEQUON, WI
MADISON INVESTMENT ADVISORS, LLC · MEQUON, WI

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