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Carl Matthew Eckelman

Rbc Capital Markets, LLC

Albuquerque, NM

Albuquerque, NM

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
VI RA APPROVED 2025-04-14
NM RA APPROVED 2022-10-17
TX RA APPROVED 2022-10-14
  • VI RA
    APPROVED
    Since 2025-04-14
  • NM RA
    APPROVED
    Since 2022-10-17
  • TX RA
    APPROVED
    Since 2022-10-14

Branch Locations

6301 Uptown Blvd Ne Suite 100, Albuquerque, NM 87110-4132 • United States

Albuquerque, NM • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Albuquerque NM 10/2022 Present
Ubs Financial Services Inc. Albuquerque NM 08/1998 10/2022
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-10-22
S63 Uniform Securities Agent State Law Examination 1998-10-14
  • S65 Uniform Investment Adviser Law Examination
    1998-10-22
  • S63 Uniform Securities Agent State Law Examination
    1998-10-14

View on SEC IAPD

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ZANETTI FINANCIAL, LLC · ALBUQUERQUE, NM
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER · ALBUQUERQUE, NM
AMERIPRISE FINANCIAL SERVICES, LLC · ALBUQUERQUE, NM
LPL FINANCIAL LLC · ALBUQUERQUE, NM

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