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Eric Matthew Javer

Maxim Financial Advisors LLC

New York, NY

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Current Employers
Maxim Financial Advisors Llc

300 Park Ave 16Th Fl, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-26
NJ RA APPROVED 2017-05-04
  • NY RA
    APPROVED
    Since 2021-08-26
  • NJ RA
    APPROVED
    Since 2017-05-04

Branch Locations

300 Park Ave 16Th Fl, New York, NY 10022 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Maxim Group Llc New York NY 06/2005 Present
Maxim Financial Advisors Llc New York NY 05/2017 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-08-24
S65 Uniform Investment Adviser Law Examination 2017-04-13
S63 Uniform Securities Agent State Law Examination 2005-11-03
  • S66 Uniform Combined State Law Examination
    2021-08-24
  • S65 Uniform Investment Adviser Law Examination
    2017-04-13
  • S63 Uniform Securities Agent State Law Examination
    2005-11-03

View on SEC IAPD

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