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Michael Baxter

Wells Fargo Clearing Services, LLC

Nashville, TN

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-12-04
TN RA APPROVED 2025-09-11
  • TX RA
    APPROVED
    Since 2025-12-04
  • TN RA
    APPROVED
    Since 2025-09-11

Branch Locations

150 3Rd Ave S Ste 2100, Nashville, TN 37201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Nashville TN 06/2025 Present
Vanderbilt University Nashville TN 08/2017 06/2025
Toronto Blue Jays Toronto 03/2017 08/2017
Seattle Mariners Seattle WA 01/2016 12/2016
  • 06/2025 → Present
    Wells Fargo Clearing Services, Llc
    Nashville, TN
  • 08/2017 → 06/2025
    Vanderbilt University
    Nashville, TN
  • 03/2017 → 08/2017
    Toronto Blue Jays
    Toronto
  • 01/2016 → 12/2016
    Seattle Mariners
    Seattle, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-09-11
  • S66 Uniform Combined State Law Examination
    2025-09-11
Other Names
  • Mike Baxter

View on SEC IAPD

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Other Investors

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Thaddeus B Corbin
HEATHER BARBOUR
CRYSTAL LYNN BEASTROM
JULIE G SANDBERG
JACKSON REESE MORAN
Hugh G Anderson

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NASHVILLE, TN
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
OSAIC WEALTH, INC. · NASHVILLE, TN
OCEAN PARK ASSET MANAGEMENT, LLC · Nashville, TN
U.S. BANCORP ADVISORS, LLC · Nashville, TN
TRUIST ADVISORY SERVICES, INC. · NASHVILLE, TN

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