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8 Third Street North, Great Falls, MT 59401 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-11-05 |
| CA | RA | APPROVED | 2013-11-25 |
Branch Locations
301 North Lake Suite 800, Pasadena, CA 91101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| D.A. Davidson & Co. | Pasadena | CA | 11/2013 | Present |
1) RENTAL UNIT; INVESTMENT RELATED; 319 1/2 E. COLORADO BLVD., MONROVIA, CA 91016; RENTAL PROPERTY; OWNER; BEGINNING 7/2/2012; 2 HR/MO. AND NO HOURS DEVOTED TO THIS ACTIVITY DURING TRADING HOURS; GENERAL PROPERTY MANAGEMENT DUTIES. 2) MONROVIA COUNCIL OF PTA'S; NON-INVESTMENT RELATED; MONROVIA, CA; NON-PROFIT; TREASURER; START 7/1/22; 1 HR/WK; NO TIME DEVOTED DURING SECURITIES TRADING HOURS; I MAINTAIN RECORDS, PREPAIR ANNUAL BUDGET AND PAY ALL PTA BILLS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-08-23 |
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