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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-11-11
  • NC RA
    APPROVED
    Since 2025-11-11

Branch Locations

3605 Glenwood Ave., Suite 390, Raleigh, NC 27612 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Financial Corp Raleigh NC 07/2025 Present
Croatan Investments Virginia Beach VA 09/2023 06/2025
Unemployed Raleigh NC 05/2023 09/2023
Athens Orthopedic Clinic Athens GA 01/2022 07/2022
University Of Georgia Athens GA 08/2019 05/2023
Unemployed Raleigh NC 11/2015 08/2019
  • 07/2025 → Present
    Stifel Financial Corp
    Raleigh, NC
  • 09/2023 → 06/2025
    Croatan Investments
    Virginia Beach, VA
  • 05/2023 → 09/2023
    Unemployed
    Raleigh, NC
  • 01/2022 → 07/2022
    Athens Orthopedic Clinic
    Athens, GA
  • 08/2019 → 05/2023
    University Of Georgia
    Athens, GA
  • 11/2015 → 08/2019
    Unemployed
    Raleigh, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-11-10
  • S66 Uniform Combined State Law Examination
    2025-11-10
Other Names
  • David Allan Clark

View on SEC IAPD

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