Harrison George Brooks

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2015 → 05/2020
  Unemployed
  Raleigh, NC
• 06/2020 → 06/2021
  Armadillo Grill
  Raleigh, NC
• 07/2021 → 08/2024
  Ymca Camp Cheerio
  Roaring Gap, NC
• 04/2023 → 04/2025
  Augusta National Golf Club
  Augusta, GA
• 04/2025 → 06/2025
  Unemployed
  Raleigh, NC
• 06/2025 → Present
  Lpl Enterprise
  Raleigh, NC

Other Businesses

1. 06/30/2025 - N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - INV REL - Raleigh, NC - Start Date 06/27/2025 - 160 HRS/MO | 160 HRS/MO DURING TRADING 2. 06/30/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - INV REL - Raleigh, NC - Start Date 06/27/2025 - 160 HRS/MO | 160 HRS/MO DURING TRADING

Exams

• S66 Uniform Combined State Law Examination
  2025-12-18

Other Names

• Harrison Brooks