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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-10-09
MO RA APPROVED 2025-08-25
  • TX RA
    APPROVED
    Since 2025-10-09
  • MO RA
    APPROVED
    Since 2025-08-25

Branch Locations

1200 Fern Ridge Pkwy, Creve Coeur, MO 63141 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Saint Peters MO 06/2025 Present
Canvas Townhomes Columbia MO 10/2022 05/2025
Unemployed Saint Louis MO 05/2025 06/2025
Midwest Regional Bank Chesterfield MO 08/2024 08/2024
House Of Pain Gym Chesterfield MO 01/2019 06/2021
Midwest Regional Bank Chesterfield MO 05/2022 08/2022
University Of Missouri-Columbia Columbia MO 08/2021 07/2025
Unemployed Saint Louis MO 07/2015 07/2019
The Scion Group Llc Columbia MO 10/2022 05/2025
F Four Llc Chesterfield MO 06/2019 07/2021
Bank Of America, N.A. Saint Peters MO 09/2025 Present
  • 06/2025 → Present
    Saint Peters, MO
  • 10/2022 → 05/2025
    Canvas Townhomes
    Columbia, MO
  • 05/2025 → 06/2025
    Unemployed
    Saint Louis, MO
  • 08/2024 → 08/2024
    Midwest Regional Bank
    Chesterfield, MO
  • 01/2019 → 06/2021
    House Of Pain Gym
    Chesterfield, MO
  • 05/2022 → 08/2022
    Midwest Regional Bank
    Chesterfield, MO
  • 08/2021 → 07/2025
    University Of Missouri-Columbia
    Columbia, MO
  • 07/2015 → 07/2019
    Unemployed
    Saint Louis, MO
  • 10/2022 → 05/2025
    The Scion Group Llc
    Columbia, MO
  • 06/2019 → 07/2021
    F Four Llc
    Chesterfield, MO
  • 09/2025 → Present
    Bank Of America, N.A.
    Saint Peters, MO
Other Businesses

I*: 2592266 Entity Type: For Profit Name: MT Flowers Investment-related: No Address: Chesterfield, MO 63005 Title, or relationship with the other business: Treasurer Start date of your relationship: 07/01/2022 Approximate number of hours/month you devote to the other business: 0 Number of hours you devote to the other business during securities trading hours: 0 Briefly describe your duties relating to the other business Floral and Gift Store, Legal treasurer

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-08-25
  • S66 Uniform Combined State Law Examination
    2025-08-25

View on SEC IAPD

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