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Maxwell Caufield Skidmore

Lazard Asset Management LLC

New York, NY

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Current Employers
Lazard Asset Management Llc

30 Rockefeller Plaza, New York, NY 10112 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-05-11
  • TX RA
    APPROVED
    Since 2026-05-11

Branch Locations

30 Rockefeller Plaza, New York, NY 10112 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Riverside CT 06/2025 04/2026
Jpmorgan Chase Bank, N.A. Riverside CT 06/2025 04/2026
Jpmorgan Chase Bank Greenwich CT 06/2024 08/2024
Rocky's Aqua Clinton CT 05/2024 06/2024
Rocky's Aqua Clinton CT 06/2023 08/2023
Shanks Waterfront Dining Clinton CT 04/2018 06/2020
University Of Connecticut New London CT 08/2022 05/2025
Unemployed Clinton CT 06/2015 03/2018
The Morgan School Clinton CT 09/2020 05/2021
Rocky's Aqua Clinton CT 06/2021 08/2021
Connecticut College New London CT 08/2021 05/2022
Barnum Financial Group Guilford CT 06/2022 08/2022
Rocky's Aqua Clinton CT 06/2020 08/2020
Lazard Asset Management Llc New York NY 04/2026 Present
Lazard Asset Management Securities Llc New York NY 04/2026 Present
  • 06/2025 → 04/2026
    J.P. Morgan Securities Llc
    Riverside, CT
  • 06/2025 → 04/2026
    Jpmorgan Chase Bank, N.A.
    Riverside, CT
  • 06/2024 → 08/2024
    Jpmorgan Chase Bank
    Greenwich, CT
  • 05/2024 → 06/2024
    Rocky's Aqua
    Clinton, CT
  • 06/2023 → 08/2023
    Rocky's Aqua
    Clinton, CT
  • 04/2018 → 06/2020
    Shanks Waterfront Dining
    Clinton, CT
  • 08/2022 → 05/2025
    University Of Connecticut
    New London, CT
  • 06/2015 → 03/2018
    Unemployed
    Clinton, CT
  • 09/2020 → 05/2021
    The Morgan School
    Clinton, CT
  • 06/2021 → 08/2021
    Rocky's Aqua
    Clinton, CT
  • 08/2021 → 05/2022
    Connecticut College
    New London, CT
  • 06/2022 → 08/2022
    Barnum Financial Group
    Guilford, CT
  • 06/2020 → 08/2020
    Rocky's Aqua
    Clinton, CT
  • 04/2026 → Present
    Lazard Asset Management Llc
    New York, NY
  • 04/2026 → Present
    Lazard Asset Management Securities Llc
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-05-11
S63 Uniform Securities Agent State Law Examination 2026-04-03
  • S65 Uniform Investment Adviser Law Examination
    2026-05-11
  • S63 Uniform Securities Agent State Law Examination
    2026-04-03
Other Names
  • Maxwell Caufield Skidmore
  • Maxwell Skidmore

View on SEC IAPD

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