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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-11-04
WA RA APPROVED 2025-09-30
  • TX RA
    APPROVED
    Since 2025-11-04
  • WA RA
    APPROVED
    Since 2025-09-30

Branch Locations

101 Kirkland Ave, Kirkland, WA 98033 • United States

12424 Totem Lake Blvd Ne, Kirkland, WA 98034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Pierce Fenner & Smith Incorporated Redmond WA 02/2022 Present
Dicks Sporting Goods Danvers MA 03/2019 02/2022
Partycity Peabody MA 09/2016 03/2019
North Shore Community College Danvers MA 09/2018 05/2020
Bank Of America, N.A. Redmond WA 09/2025 Present
  • 02/2022 → Present
    Redmond, WA
  • 03/2019 → 02/2022
    Dicks Sporting Goods
    Danvers, MA
  • 09/2016 → 03/2019
    Partycity
    Peabody, MA
  • 09/2018 → 05/2020
    North Shore Community College
    Danvers, MA
  • 09/2025 → Present
    Bank Of America, N.A.
    Redmond, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-09-30
  • S66 Uniform Combined State Law Examination
    2025-09-30
Other Names
  • Olivia Ragusa

View on SEC IAPD

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