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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2025-09-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Enterprise Llc | Saco | ME | 06/2025 | Present |
| University Of Southern Maine | Portland | ME | 08/2024 | 06/2025 |
| Mainehealth | Westbrook | ME | 05/2024 | 08/2024 |
| Unemployed | Windham | ME | 06/2023 | 05/2024 |
| Fremont Street Experience | Las Vegas | NV | 09/2021 | 06/2023 |
| Us Army | Boulder City | NV | 06/2019 | 09/2021 |
| Us Army | Fort Campbell | KY | 06/2014 | 06/2019 |
1. 06/27/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - INV REL - Windham, ME - Start Date 06/27/2025 - 160 HRS/MO | 160 HRS/MO DURING TRADING 2. 06/27/2025 - N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - INV REL - Windham, ME - Start Date 06/27/2025 - 160 HRS/MO | 160 HRS/MO DURING TRADING 3. 06/27/2025 - Windham Fire Department - Outside/W-2 Employment - NOT INV REL - Windham, ME - Start Date 01/15/2025 - 10 HRS/MO | 0 HRS/MO DURING TRADING 4. 01/16/2026-Southern Maine Military Officers Association of America-Member-Non-profit volunteer (not on board)-Not Inv related-At Orrs Island, ME-Start date 01/15/2026-0hrs/mth-0hrs/mth during trading 5.01/15/2026-Saco River Financial-Financial Planner-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 01/15/2026-0hrs/mth-0hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-09-13 |
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