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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2025-09-17
  • ME RA
    APPROVED
    Since 2025-09-17

Branch Locations

885 Portland Rd Suite 201, Saco, ME 04072 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Enterprise Llc Saco ME 06/2025 Present
University Of Southern Maine Portland ME 08/2024 06/2025
Mainehealth Westbrook ME 05/2024 08/2024
Unemployed Windham ME 06/2023 05/2024
Fremont Street Experience Las Vegas NV 09/2021 06/2023
Us Army Boulder City NV 06/2019 09/2021
Us Army Fort Campbell KY 06/2014 06/2019
  • 06/2025 → Present
    Saco, ME
  • 08/2024 → 06/2025
    University Of Southern Maine
    Portland, ME
  • 05/2024 → 08/2024
    Mainehealth
    Westbrook, ME
  • 06/2023 → 05/2024
    Unemployed
    Windham, ME
  • 09/2021 → 06/2023
    Fremont Street Experience
    Las Vegas, NV
  • 06/2019 → 09/2021
    Us Army
    Boulder City, NV
  • 06/2014 → 06/2019
    Us Army
    Fort Campbell, KY
Other Businesses

1. 06/27/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - INV REL - Windham, ME - Start Date 06/27/2025 - 160 HRS/MO | 160 HRS/MO DURING TRADING 2. 06/27/2025 - N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - INV REL - Windham, ME - Start Date 06/27/2025 - 160 HRS/MO | 160 HRS/MO DURING TRADING 3. 06/27/2025 - Windham Fire Department - Outside/W-2 Employment - NOT INV REL - Windham, ME - Start Date 01/15/2025 - 10 HRS/MO | 0 HRS/MO DURING TRADING 4. 01/16/2026-Southern Maine Military Officers Association of America-Member-Non-profit volunteer (not on board)-Not Inv related-At Orrs Island, ME-Start date 01/15/2026-0hrs/mth-0hrs/mth during trading 5.01/15/2026-Saco River Financial-Financial Planner-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 01/15/2026-0hrs/mth-0hrs/mth during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-09-13
  • S66 Uniform Combined State Law Examination
    2025-09-13

View on SEC IAPD

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