Quang Ngoc Nguyen

Current Employers

Employment History

• 07/2015 → 08/2018
  Sageguard Investment Advisory Services
  Portland, ME
• 02/2014 → 06/2023
  Self-Employed
  Portland, ME
• 09/2018 → 06/2023
  Mml Investors Services
  Falmouth, ME
• 08/2018 → 12/2019
  Mass Mutual Life Insurance Company
  Falmouth, ME
• 11/2021 → 06/2023
  Qh Llc Dab Fishermen'S Net
  Brunswick, ME
• 03/2015 → 06/2023
  Self Employed
  Westbrook, ME
• 05/2018 → 06/2023
  Mua Lobster Llc
  Brunswick, ME
• 07/2023 → Present
  Edward Jones
  St Louis, MO

Previous Registrations

• 2018-10-15 → 2023-07-07
  Mml Investors Services, Llc
  Falmouth, ME
• 2015-07-15 → 2018-09-05
  Sageguard Financial Group, Llc
  Portland, ME
  Portland, ME
  Goodlettsville, TN

Other Businesses

QH LLC dba Fishermen's Net Type: Retail seafood/Restaurant Date: 11/15/21 Title: Partner-Owner Trad Hrs: 0 Tot Hrs: 2 Desc: Strategic planning, marketing oversight City-State: Brunswick ME *** Lee Auto Advisory Board Type: Date: 01/17/24 Title: Board Member Trad Hrs: 0 Tot Hrs: 0 Desc: Provide feedbacks, advice on company current and next projects City-State: Westbrook ME *** Mua Lobster LLC Type: E-commerce/Wholesale Seafood Date: 05/01/19 Title: Partner-Owner Trad Hrs: 0 Tot Hrs: 2 Desc: Strategic planning, oversight marketing City-State: Brunswick ME *** Multiples Rental Properties Type: Rental Property Date: 03/01/15 Title: Owner Trad Hrs: 0 Tot Hrs: 1 Desc: Collecting rent, delegate maintenances City-State: Portland ME *** Chamber of Commerce Type of business: Business Networking Biddeford, ME Start date: 1/1/2024 member Hours per week: 0 Hours during trading: 0 Desc: Networking org *** Tom & Jerry's Car Wash Type of business: Car Wash Westbrook, ME Start date: 12/15/2025 partner Hours per week: 3 Hours during trading: 0 Capital contribution *** Allianz Life, North American, Minnesota Life, Prudentia Portland, ME Start date: 7/1/2013 Hours per week: 0 Hours during trading: 0 Desc: No responsibilities

Exams

• S63 Uniform Securities Agent State Law Examination
  2018-10-03
• S65 Uniform Investment Adviser Law Examination
  2015-06-27

Other Names

• Quang Ngoc Nguyen
• Quang Nguyen