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Peggy Poulin Horton

State Farm Investment Management Corp.

Sace, ME

CRD 3030717

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Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2018-09-04
  • ME RA
    APPROVED
    Since 2018-09-04

Branch Locations

224 Main St, Sace, ME 04072 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Peggy Poulin Insurance Agency Saco ME 10/1991 Present
State Farm Vp Management Corp. Saco ME 02/1998 Present
State Farm Investment Management Corp Saco ME 05/2013 Present
State Farm Investment Management Corp Saco ME 08/2018 Present
Previous Registrations
Other Businesses

1) Peggy Poulin's Insurance Agency; Insurance Agency; Investment-related; 224 Main St Saco, ME 04072-1509; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 05/01/1992; 80; 80; Service customers and supervise employees. 2) Peg Poulin - Property #1 (Personally Held Real Estate); investment-related; 224 Main St Saco, ME 04072; Investment or Commercial Property; Owner; none; 5/15/1992; 1; 0; Duties: Privately held rental building

Designations
  • Chartered Financial Consultant
Other Names
  • Peg Poulin
  • Peggy Poulin Horton
  • Peggy Nancy Poulin

View on SEC IAPD

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