Nicholas C Mcginn

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2026 → Present
  Jpmorgan Chase Bank, N.A.
  New York, NY
• 08/2026 → Present
  J.P. Morgan Securities Llc
  New York, NY
• 08/2025 → 08/2026
  Morgan Stanley
  New York, NY
• 06/2025 → 07/2025
  Unemployed
  San Anselmo, CA
• 01/2022 → 05/2025
  Southern Methodist University
  Dallas, TX
• 06/2024 → 07/2024
  Guy Carpenter
  San Fransisco, CA
• 09/2023 → 11/2023
  Ruffalo Noel Levitz
  Dallas, TX
• 07/2023 → 08/2023
  Robata Sushi And Grill
  Mill Valley, CA
• 05/2023 → 08/2023
  Certified Parking Attendant Valet
  Navato, CA
• 06/2022 → 07/2022
  Tiburon Penninsula Club
  Tiburon, CA
• 08/2021 → 12/2021
  Richmond American University London
  London
• 05/2021 → 07/2021
  Macy'S
  Navato, CA
• 08/2016 → 04/2021
  Unemployed
  Larkspur, CA

Previous Registrations

• 2025-09-17 → 2026-08-17
  Morgan Stanley
  Purchase, NY
  New York, NY

Exams

• S66 Uniform Combined State Law Examination
  2025-04-22
• S63 Uniform Securities Agent State Law Examination
  2025-03-25

Other Names

• Nicholas Canning Mcginn