Colin Tracy

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2026 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 05/2020 → 06/2025
  Principal Financial Group
  Des Moines, IA
• 08/2017 → 05/2021
  University Of Northern Iowa
  Cedar Falls, IA
• 08/2014 → 05/2017
  West Des Moines Valley High School
  West Des Moines, IA
• 08/2016 → 12/2020
  Best Buy
  Clive, IA
• 06/2018 → 08/2019
  Paradise Pad
  Des Moines, IA
• 06/2025 → Present
  Tracy Wealth Management Llc Dba Onewealth
  West Des Moines, IA
• 02/2026 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 08/2025 → 02/2026
  Cetera Wealth Services, Llc
  El Segundo, CA

Other Businesses

1. NAME OF OTHER BUSINESS: TRACY WEALTH MANAGEMENT LLC DBA ONEWEALTH; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: WEALTH MANAGEMENT; START DATE: 06/2025; POSITION/TITLE/RELATIONSHIP: CLIENT SERVICE SPECIALIST; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: OFFICE ADMINISTRATOR TO FINANCIAL REPRESENTATIVE MICHAEL TRACY; 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 8/1/2026; APX NUMBER OF HOURS PER WEEK: .5; APX NUMBER OF HOURS DURING TRADING HOURS: .5; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 3. NAME OF OTHER BUSINESS: TRACY WEALTH MANAGEMENT LLC DBA ONEWEALTH; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 6/2026, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams

• S66 Uniform Combined State Law Examination
  2026-06-04