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Elizabeth Grace Mustico

The Mustico Financial Group, Inc.

Elmira, NY

CRD 8121679

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Employer firm

The Mustico Financial Group, Inc. CRD 125763

$317M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • PORTFOLIO MONITORING AND CONSULTING

From the firm’s Form ADV. Read the guides:

Current Employers
The Mustico Financial Group, Inc.

221 West Church St., Elmira, NY 14901 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-08-18
NY RA APPROVED 2025-07-11
  • FL RA
    APPROVED
    Since 2025-08-18
  • NY RA
    APPROVED
    Since 2025-07-11

Branch Locations

221 West Church St., Elmira, NY 14901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Mustico Financial Group, Inc Elmira NY 06/2021 08/2021
The Mustico Financial Group, Inc. Elmira NY 06/2022 08/2022
The Mustico Financial Group, Inc. Elmira NY 06/2023 08/2023
The Mustico Financial Group, Inc. Elmira NY 06/2024 08/2024
The Mustico Financial Group, Inc. Elmira NY 06/2025 Present
Full Time Student Elmira NY 06/2015 05/2025
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-07-11
  • S65 Uniform Investment Adviser Law Examination
    2025-07-11
Other Names
  • Elizabeth Ann Mustico

View on SEC IAPD

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