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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-11-24
  • NC RA
    APPROVED
    Since 2025-11-24

Branch Locations

8816 Six Forks Road Suite 301, Raleigh, NC 27615 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Papa John's Pittsboro NC 09/2020 02/2021
Pinnacle Pools Pittsboro NC 05/2021 09/2023
Taco Bell Tuscaloosa AL 10/2021 12/2021
Capitol Financial Solutions Raleigh NC 06/2025 Present
Unemployed Pittsboro NC 08/2015 09/2020
University Of Alabama Tuscaloosa AL 08/2021 08/2025
Osaic Raleigh NC 08/2025 Present
  • 09/2020 → 02/2021
    Papa John's
    Pittsboro, NC
  • 05/2021 → 09/2023
    Pinnacle Pools
    Pittsboro, NC
  • 10/2021 → 12/2021
    Taco Bell
    Tuscaloosa, AL
  • 06/2025 → Present
    Capitol Financial Solutions
    Raleigh, NC
  • 08/2015 → 09/2020
    Unemployed
    Pittsboro, NC
  • 08/2021 → 08/2025
    University Of Alabama
    Tuscaloosa, AL
  • 08/2025 → Present
    Osaic
    Raleigh, NC
Other Businesses

1) CAPITOL FINANCIAL SOLUTIONS POSITION: Registered Representative NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 180 SECURITIES TRADING HOURS: 130 START DATE: 09/01/2025 ADDRESS: 8816 Six Forks Rd Suite 301, Raleigh NC 27615, United States DESCRIPTION: Provides financial advice and guidance to clients, including recommending and facilitating the purchase of securities and investment products, assessing client needs and objectives, executing transactions, and maintaining ongoing client relationships in compliance with regulatory requirements. 2) UBER TECHNOLOGIES INC. POSITION: Independent Delivery Driver NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 0 START DATE: 10/28/2025 ADDRESS: 1725 3rd Street, San Francisco CA 94158, United States DESCRIPTION: Pick up and deliver food orders placed through the Uber Eats mobile app; responsible for timely deliveries and basic customer service interactions. 3) RYAN BAQUERO POSITION: Insurance Broker NATURE: Insurance Brokerage INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/05/2026 ADDRESS: 8816 Six Forks Rd, Raleigh NC 27615, United States DESCRIPTION: I solicit fixed insurance products for clients who need insurance products.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-11-20
  • S66 Uniform Combined State Law Examination
    2025-11-20

View on SEC IAPD

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