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Parker William Smith

Ubs Financial Services Inc.

Raleigh, NC

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-02-03
  • NC RA
    APPROVED
    Since 2026-02-03

Branch Locations

3700 Glenwood Avenue Suite 300, Raleigh, NC 27612 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Raleigh NC 07/2025 Present
United Community Bank Charlotte NC 05/2023 06/2025
University Of Mississippi Oxford MS 08/2019 05/2023
Linville Ridge Country Club Linville NC 05/2017 05/2022
Unemployed Raleigh NC 12/2000 04/2017
  • 07/2025 → Present
    Ubs Financial Services Inc.
    Raleigh, NC
  • 05/2023 → 06/2025
    United Community Bank
    Charlotte, NC
  • 08/2019 → 05/2023
    University Of Mississippi
    Oxford, MS
  • 05/2017 → 05/2022
    Linville Ridge Country Club
    Linville, NC
  • 12/2000 → 04/2017
    Unemployed
    Raleigh, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-02-03
  • S66 Uniform Combined State Law Examination
    2026-02-03

View on SEC IAPD

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ADVISORY SERVICES NETWORK · RALEIGH, NC
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