April Jean Bates

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-06-25

TX RA
APPROVED

Since 2025-06-25

Branch Locations

7010 Sw 45Th Ave Bldg. 1 Ste 3, Amarillo, TX 79109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Coldwell Banker	Durango	CO	01/2021	05/2025
Holt Sheet Metal	Durango	CO	09/2019	10/2020
Unemployed	Durango	CO	11/2020	01/2021
Ska Brewing Company	Durango	CO	01/2015	08/2019
Lpl Financial Llc	Amarillo	TX	06/2025	Present

01/2021 → 05/2025

Coldwell Banker

Durango, CO
09/2019 → 10/2020

Holt Sheet Metal

Durango, CO
11/2020 → 01/2021

Unemployed

Durango, CO
01/2015 → 08/2019

Ska Brewing Company

Durango, CO
06/2025 → Present

Lpl Financial Llc

Amarillo, TX

Other Businesses

1. 06/17/2025- Shoreline Planning Partners LLC- DBA for LPL Business (entity for LPL business)- Inv Rel- At Reported Business Location (s)- 160 Hrs Per Mnth/8 Hrs During Trading- Start Date 06/18/2025 2. 06/17/2025- SQUISHY FACES LLC- Business Entity For Tax/Investment Purposes Only- Non Inv Rel- Durango CO 81301- Start Date 01/01/2020

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2025-06-24

S65 Uniform Investment Adviser Law Examination

2025-06-24

Other Names

April Jean Bates
April Cross
April Bates

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

Other Investors

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