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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-01-14
WY RA APPROVED 2026-01-14
  • TX RA
    APPROVED
    Since 2026-01-14
  • WY RA
    APPROVED
    Since 2026-01-14

Branch Locations

4707 Executive Dr, San Diego, CA 92121-3091 • United States

45 N Main St, Sheridan, WY 82801 • United States

45 N Main Street., Sheridan, WY 82801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Frontier Asset Management Llc Sheridan WY 05/2014 06/2025
D.A. Davidson & Co. Sheridan WY 06/2025 01/2026
Lpl Financial Llc Sheridan WY 01/2026 Present
Previous Registrations
Other Businesses

1- 12/2025 / Legacy Ridge Private Wealth / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mth / 160 hrs during trading / At reported business location(s)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-12-26
  • S66 Uniform Combined State Law Examination
    2025-12-26
Other Names
  • Olivia Davis

View on SEC IAPD

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