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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-01-14 |
| WY | RA | APPROVED | 2026-01-14 |
Branch Locations
4707 Executive Dr, San Diego, CA 92121-3091 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Frontier Asset Management Llc | Sheridan | WY | 05/2014 | 06/2025 |
| D.A. Davidson & Co. | Sheridan | WY | 06/2025 | 01/2026 |
| Lpl Financial Llc | Sheridan | WY | 01/2026 | Present |
1- 12/2025 / Legacy Ridge Private Wealth / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mth / 160 hrs during trading / At reported business location(s)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-12-26 |
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