Ashish Ashok Gandhi

Current Employers

Employment History

• 12/2019 → 06/2025
  The Family Office
  Dubai
• 09/2016 → 11/2019
  Emirates Investment Bank
  Dubai
• 05/2009 → 09/2016
  Standard Chartered Bank
  Dubai
• 06/2025 → Present
  Lpl Financial Llc
  Marrietta, GA
• 06/2025 → Present
  Proactive Wealth Strategies, Llc
  Marietta, GA

Other Businesses

1. 06/17/2025 - PROACTIVE WEALTH STRATEGIES - DBA for LPL Business (entity for LPL business) - At reported Business Location(s). - Inv rel - Start date: 10/20/2017 2- 06/17/2025 - Ashish Gandhi & Ritu Chopra - Real Estate Rental - Inv Rel - Alpharetta, GA - Start date: 12/1/2024 - 10hrs/mnth 3. 07/28/2025 - Proactive Wealth Strategies, LLC - Registered Investment Advisor DBA - At reported Business Location(s). - Inv rel - Start date: 05/11/2022 - 160Hrs/mnth 6.5 during trading. I provide investment advisory services through Proactive Wealth Strategies, LLC, an independent investment advisor firm. I started this business activity in 7/2025. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 07/28/2025 - Proactive Wealth Strategies, LLC - Registered Investment Advisor Hybrid - At reported Business Location(s). - Inv rel - Start date: 06/09/2025 - 160Hrs/mnth 6.5 during trading. I provide investment advisory services through Proactive Wealth Strategies, LLC, an independent investment advisor firm. I started this business activity in 7/2025. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 04/01/2026 - Pinnacle Legacy Management LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Alpharetta, GA -Start Date 08/05/2025 - 160 hours per month/ 0 hours during trading 6. 04/01/2026 - Proactive Wealth Strategies - Non-Variable Insurance - Investment Related - At Reported Business Location(s) -Start Date 11/01/2025 - 20 hours per month/ 0 hours during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2025-06-03
• S63 Uniform Securities Agent State Law Examination
  2025-03-12

Other Names

• Ashish Gandhi