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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2005-08-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Houston | TX | 06/2005 | Present |
| Bank Of America,N.A. | Houston | TX | 06/2011 | Present |
I*77262For profit or not for profit: For-Profit OrganizationName of outside business organization: Skydiving Coach/Instructor, PRO Demo Skydiver,selfInvestment related: NoAddress of business: League City, Texas 77573Position, title, association: Participant, Sport SkydiverStart date of relationship: 1/15/2015Number of hours devoted: 200 hours AnnuallyNumber of hours devoted during trading hours: 0Duties: Skydiving hobby/sport (I began in 1989). I'm an Instructor & have a PRO rating. I jump into stadiums and outdoor events. I volunteer my time on weekends. I train and instruct, and do public skydiving demos. Includes movie cameos, stunts. I*41387FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: O.N.E. - ORGANIZED NETWORKING EXPERIENCEINVESTMENT RELATED: N oADDRESS OF BUSINESS: WEBSTER, TEXAS 77598POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBERSTART DATE OF RELATIONSHIP: 5/2/2011NUMBER OF HOURS DEVOTED: 4 HOURS MTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 3 HRS MTHLYDUTIES: CHAPTER PRESIDENT -- WE MEET WEEKLY TO DISCUSS BUSINESS NETWORKING -- SIMILAR TO BNI (BUSINESS NETWORKING INTERNATIONAL) I*99280For profit or not for profit: For-Profit OrganizationName of outside business organization: Play Hard SkydivingInvestment related: NoAddress of business: League City, Texas 77573Position, title, association: OwnerStart date of relationship: 10/31/2016Number of hours devoted: 10 hours MonthlyNumber of hours devoted during trading hours: 0Duties: LLC will own my airplane so that it helps reduce my personal liability and provide an entity to keep funds for airplane maintenance and expenses. I'm using the airplane to obtain my private pilots license and skydive. I*1194277For profit or not for profit: Name of outside business organization: Play Hard Sports LLCInvestment related: NoAddress of business: Spring Branch, Texas, 78070Position, title, association: OwnerStart date of relationship: 2/28/2023Number of hours devoted: 10 hours MthlyNumber of hours devoted during trading hours: 1 hr mthlyDuties: To put personal helicopter in for liability protection I*2786288, Entity Type: Entity For Profit, Name of OBA: Cruise Planners - Top Tier Vacations, Address: Spring Branch, Texas, 78070, Investment Related: N, Position, Title, Association: General Partner/Managing Member, Employee State Date: 08/05/2025, No Hours: 2 Weekly, No Hours during Trading: 0 Weekly, Duties: Co-owner of the entity. The day-to-day is to be ran by my co-partner,Travel Planning - Travel Advisors. A franchisee of Cruise Planners, a nationally recognized program. Recognized in the Franchisee community as a top Veteran and Woman owned franchiser
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-08-17 |
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