Mauricio David Dorfzaun

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2011 → 10/2023
  Jpmorgan Securities Llc
  New York, NY
• 11/2016 → 10/2023
  Jpmorgan Chase Bank Na
  New York, NY
• 01/2018 → 07/2018
  Masal Real Estate 1, Llc
  Surfside, FL
• 10/2023 → Present
  Ubs Financial Services Inc.
  New York, NY

Previous Registrations

• 2010-01-01 → 2011-06-22
  Ubs Financial Services Inc.
  New York, NY
  Weehawken, NJ
• 2009-02-12 → 2010-01-01
  Ubs International Inc.
  New York, NY
  New York, NY

Other Businesses

1.Owned under personal name - M.D. and S.D.(wife), SurfsideFlorida United States-33154, Residential property owned in personal name and rentedReal Estate, Residential apartment for rent, Proprietor / owner, just renew rent or listing once a year, start date-6/13/2025.

Exams

• S65 Uniform Investment Adviser Law Examination
  2023-08-17
• S63 Uniform Securities Agent State Law Examination
  2006-11-21

Other Names

• Mauricio Dorfzaun
• Mauricio Dorfzaun Rothschild