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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2008-11-13
TX RA APPROVED 2008-11-06
  • TN RA
    APPROVED
    Since 2008-11-13
  • TX RA
    APPROVED
    Since 2008-11-06

Branch Locations

3102 West End Avenue Suite 500, Nashville, TN 37203-6017 • United States

3102 West End Avenue Suite 780, Nashville, TN 37203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Nashville TN 11/2008 Present
Previous Registrations
Other Businesses

615 Investments LLc / PO Box 120415 Nashville,TN 37212 / Sole proprietorship/ Real Estate / buy condos for investment property / Sole proprietorship / / no duties / Start Date 1/1/15 / 2)Janus Investments LLC / PO Box 120415 Nashville,TN 37212 / Sole proprietorship/ Real Estate / to hold my rental real estate / Other / President / make decisions on properties to buy / Start Date 6/10/16 / 3) Olympus Investments LLC / PO Box 120415 Nashville,TN 37212 / Sole proprietorship/ Real Estate / Holds rental real estate / Sole proprietorship / / owner / Start Date 08/01/2016 /

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-08-31
  • S66 Uniform Combined State Law Examination
    2005-08-31

View on SEC IAPD

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