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Li Ken Kwan

Ubs Financial Services Inc.

Houston, TX

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-07-07
  • TX RA
    APPROVED
    Since 2025-07-07

Branch Locations

750 Town And Country Blvd Suite 400, Houston, TX 77024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services, Inc The Woodlands TX 06/2025 Present
Reign Capital Houston TX 08/2023 06/2025
Western Governors University Salt Lake City UT 08/2021 08/2023
Phat Eatery Katy TX 01/2020 08/2021
Jinya Houston TX 01/2018 01/2020
Mein Houston TX 01/2016 01/2018
  • 06/2025 → Present
    Ubs Financial Services, Inc
    The Woodlands, TX
  • 08/2023 → 06/2025
    Reign Capital
    Houston, TX
  • 08/2021 → 08/2023
    Western Governors University
    Salt Lake City, UT
  • 01/2020 → 08/2021
    Phat Eatery
    Katy, TX
  • 01/2018 → 01/2020
    Jinya
    Houston, TX
  • 01/2016 → 01/2018
    Mein
    Houston, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-06-17
  • S66 Uniform Combined State Law Examination
    2024-06-17
Other Names
  • Kenny Kwan

View on SEC IAPD

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Other Offices

BRIDGE CAPITAL ADVISORS · HOUSTON, TX
TSA WEALTH MANAGEMENT · HOUSTON, TX
PEREA CAPITAL · HOUSTON, TX
TRI-STAR ADVISORS, INC. · HOUSTON, TX
HORNOR, TOWNSEND & KENT, LLC · Houston, TX
AMERIPRISE FINANCIAL SERVICES, LLC · Houston, TX
LPL FINANCIAL LLC · HOUSTON, TX
MARINER INDEPENDENT · Houston, TX

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