Neil Andrew Ramirez

Employer firm

Equity Services, Inc. CRD 265

$2.78B regulatory AUM 410 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2025 → Present
  National Life Group
  Hickory, NC
• 06/2025 → Present
  Equity Services Inc
  Montpelier, VT
• 09/2024 → 06/2025
  Unemployed
  Hickory, NC
• 03/2024 → 09/2024
  High Point Rockers
  High Point, NC
• 09/2023 → 03/2024
  Unemployed
  Hickory, NC
• 03/2023 → 09/2023
  High Point Rockers
  High Point, NC
• 09/2020 → 03/2023
  Unemployed
  Hickory, NC
• 06/2015 → 09/2020
  Mlb Baseball
  New York, NY

Other Businesses

*CORNERSTONE ADVISOR GROUP LLC, 785 HWY 70 SW, SUITE 300, HICKORY NC 28602, ONGOING, INV REL, 06/2025, INSURANCE, AGENT, DURING TRD/HRS, 15%.*ELITE PERFORMANCE WEALTH MANAGEMENT LLC, 785 HWY 70 SW, SUITE 300, HICKORY, NC 28602 ONGOING, INV REL, 06/2025, OWNER, DURING TRD/HRS, 15%*KING BROKERAGE OF VIRGINIA LLC, 785 HWY 70 SW, SUITE 300, HICKORY, NC, 28602, ONGOING, INV REL, 02/2026, WRITE ALTERNATIVE PRODUCTS NOT CARRIED THRU DIRECT AFFILIATIONS AND CASES THAT NATIONAL LIFE CANNOT WRITE, DURING TRD/HRS, 5%*CAG TAX SERVICES, LLC, 785 HWY 70 SW, SUITE 300, HICKORY, NC, 28602, ONGOING, INV REL, 02/2026, TAX PREPARATION/ BOOKKEEPING, NOT DURING TRD/HRS, 0%.

Exams

• S65 Uniform Investment Adviser Law Examination
  2025-05-13