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Johannes Willem De Waal

LPl Financial LLC

Fairfield, NJ

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-12-05
  • NJ RA
    APPROVED
    Since 2025-12-05

Branch Locations

271 Route 46 W Suite B101, Fairfield, NJ 07004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stevens Institute Of Technology Hoboken NJ 08/2013 05/2017
Dci Inc Fairfield NJ 08/2017 05/2025
Mountain Creek Vernon NJ 12/2018 02/2019
Hjp Financial Group Llc Fairfield NJ 06/2025 Present
Lpl Financial Fairfield NJ 06/2025 Present
  • 08/2013 → 05/2017
    Stevens Institute Of Technology
    Hoboken, NJ
  • 08/2017 → 05/2025
    Dci Inc
    Fairfield, NJ
  • 12/2018 → 02/2019
    Mountain Creek
    Vernon, NJ
  • 06/2025 → Present
    Hjp Financial Group Llc
    Fairfield, NJ
  • 06/2025 → Present
    Lpl Financial
    Fairfield, NJ
Other Businesses

1. 09/2025 - HJP FINANCIAL GROUP LLC - DBA for LPL Business (entity for LPL business) - Investment Related - 160 Hrs/Mth - 8 Hrs During Trading - At Reported Business Location(s) - OBA Start Date: 09/15/2025

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-12-04
S65 Uniform Investment Adviser Law Examination 2021-09-20
  • S66 Uniform Combined State Law Examination
    2025-12-04
  • S65 Uniform Investment Adviser Law Examination
    2021-09-20
Other Names
  • Hans De Waal
  • Johannes Dewaal
  • Johannes Willem Dewaal

View on SEC IAPD

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