Cooper James Smith

399 Park Avenue, New York, NY 10022 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2026-08-05

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Carnegie Investment Counsel	Stamford	CT	06/2025	07/2026
Capital Financial Advisors Of New York, Llc.	Clifton Park	NY	06/2022	01/2025
St. Lawrence University	Canton	NY	08/2017	04/2021
Self-Employed Gig Worker	Albany	NY	04/2021	06/2022
Ballston Spa National Bank	Ballston Spa	NY	06/2017	08/2019
The Kids Club Inc.	Voorheesville	NY	09/2015	06/2017
N/A	Albany	NY	01/2025	06/2025
First Manhattan	New York	NY	07/2026	Present

06/2025 → 07/2026

Carnegie Investment Counsel

Stamford, CT
06/2022 → 01/2025

Capital Financial Advisors Of New York, Llc.

Clifton Park, NY
08/2017 → 04/2021

St. Lawrence University

Canton, NY
04/2021 → 06/2022

Self-Employed Gig Worker

Albany, NY
06/2017 → 08/2019

Ballston Spa National Bank

Ballston Spa, NY
09/2015 → 06/2017

The Kids Club Inc.

Voorheesville, NY
01/2025 → 06/2025

N/A

Albany, NY
07/2026 → Present

First Manhattan

New York, NY

Other Firms