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Douglas A Lutin

J.P. Morgan Securities LLC

New York, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-03-20
TX RA APPROVED 2024-03-20
  • NY RA
    APPROVED
    Since 2024-03-20
  • TX RA
    APPROVED
    Since 2024-03-20

Branch Locations

270 Park Avenue Floors 24 And 25, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc New York NY 11/2012 01/2021
Jpmorgan Chase Bank Na New York NY 11/2016 01/2021
Jpmorgan Chase Bank, N.A. New York NY 01/2023 Present
J.P. Morgan Securities Llc New York NY 01/2021 Present
  • 11/2012 → 01/2021
    Jpmorgan Securities Llc
    New York, NY
  • 11/2016 → 01/2021
    Jpmorgan Chase Bank Na
    New York, NY
  • 01/2023 → Present
    Jpmorgan Chase Bank, N.A.
    New York, NY
  • 01/2021 → Present
    J.P. Morgan Securities Llc
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-03-20
S63 Uniform Securities Agent State Law Examination 2012-12-28
  • S65 Uniform Investment Adviser Law Examination
    2024-03-20
  • S63 Uniform Securities Agent State Law Examination
    2012-12-28

View on SEC IAPD

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