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Oppenheimer & Co. Inc. CRD 249
$36.7B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-08-22 |
Branch Locations
777 Third Avenue 34Th Floor, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Av Workshop | New York | NY | 09/2019 | Present |
| Abelcine | Brooklyn | NY | 05/2023 | 05/2025 |
| Proactive Technologies | New York | NY | 09/2022 | 12/2022 |
| Rfc Productions | Brooklyn | NY | 10/2021 | 04/2022 |
| The Avent Techs | Endale | CA | 11/2021 | 12/2021 |
| Congregation Rodeph Sholom | New York | NY | 11/2020 | 06/2021 |
| Unemploment | New York | NY | 03/2020 | 11/2020 |
| Frost Productions | New York | NY | 09/2019 | 11/2022 |
| Iatse-Local 1 | New York | NY | 09/2019 | 03/2020 |
| 24/7 Events | Lakeland | FL | 06/2017 | 08/2019 |
| Iatse-Local 321 | Tampa | FL | 06/2017 | 08/2019 |
| Esi Productions | Tampa | FL | 05/2016 | 08/2019 |
| The Palladium Theater | St. Peterburg | FL | 05/2016 | 08/2019 |
| Equitable Advisors, Llc. | New York | NY | 06/2025 | 07/2025 |
| Oppenheimer & Co. Inc. | New York | NY | 08/2025 | Present |
AV WORKSHOP-483 10TH AVE, SUITE 320, NEW YORK, NY 10018-NOT INVESTMENT RELATED, AUDIO VISUAL PRODUCTION COMPANY. AUDIO ENGINEER-SET UP/BREAKDOWN GEAR, RUN AUDIO DURING LIVE EVENTS. 10-20 HOURS OCCASSIONAL WEEKENDS. NO HOURS DURING SECURITIES TRADING HOURS. START DATE: 09/17/2019
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-04-17 |
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