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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-07-25
NY RA APPROVED 2025-07-24
TX RA APPROVED 2025-07-24
  • NJ RA
    APPROVED
    Since 2025-07-25
  • NY RA
    APPROVED
    Since 2025-07-24
  • TX RA
    APPROVED
    Since 2025-07-24

Branch Locations

1230 Avenue Of The Americas Flr 3, New York, NY 10020 • United States

390 Madison Ave Floor 11, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. New York NY 05/2025 Present
J.P. Morgan Securities Llc New York NY 05/2025 Present
Landowners Oil Association Wichita KS 06/2024 04/2025
Unemployed Cardiff By The Sea CA 09/2023 05/2024
Reservoir Watch Paris 06/2023 08/2023
Unemployed Cardiff By The Sea CA 11/2021 05/2023
Corepower Yoga Encinitas CA 06/2021 10/2021
Unemployed Cardiff By The Sea CA 05/2015 05/2021
  • 05/2025 → Present
    Jpmorgan Chase Bank, N.A.
    New York, NY
  • 05/2025 → Present
    New York, NY
  • 06/2024 → 04/2025
    Landowners Oil Association
    Wichita, KS
  • 09/2023 → 05/2024
    Unemployed
    Cardiff By The Sea, CA
  • 06/2023 → 08/2023
    Reservoir Watch
    Paris
  • 11/2021 → 05/2023
    Unemployed
    Cardiff By The Sea, CA
  • 06/2021 → 10/2021
    Corepower Yoga
    Encinitas, CA
  • 05/2015 → 05/2021
    Unemployed
    Cardiff By The Sea, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-07-24
  • S66 Uniform Combined State Law Examination
    2025-07-24
Other Names
  • Lily Grace Black

View on SEC IAPD

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