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40 West 57Th Street 19Th Floor, New York, NY 10019 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2025-08-26 |
| FL | RA | APPROVED | 2025-06-13 |
| NJ | RA | APPROVED | 2025-05-05 |
| DE | RA | APPROVED | 2025-04-03 |
| CA | RA | APPROVED | 2025-04-02 |
| IL | RA | APPROVED | 2025-04-02 |
| PA | RA | APPROVED | 2025-04-02 |
| NH | RA | APPROVED | 2025-04-01 |
| CO | RA | APPROVED | 2025-03-20 |
| CT | RA | APPROVED | 2022-10-13 |
| NY | RA | APPROVED | 2021-11-12 |
Branch Locations
40 West 57Th Street 19Th Floor, New York, NY 10019 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tocqueville Asset Management Lp | New York | NY | 03/2021 | Present |
| Unemployed | Mid-Levels | 08/2020 | 02/2021 | |
| Cigp | Mid-Levels | 01/2017 | 07/2020 | |
| University Of Hong Kong | Mid-Levels | 07/2015 | 12/2016 |
Stock Capital Partners Hong Kong Limited, Director, Not Investment Related, Hong Kong, 02/2021-Present, 1 Hour Per month Administration. Stock & Company, Not Investment Related, St. Peter, IL, Farm, Member, 05/1999-Present, 1 Hour Per Month Administration.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-11-12 |
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