Inactive

Yibo (Nmn) Huang

Sicart Associates, LLC

CRD 4979034

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Employer firm

Sicart Associates, LLC CRD 285275

$455M regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Selection of other advisers
TRUSTEE SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Sicart Associates, Llc

145 E 57Th Street 5Th Floor, New York, NY 10022 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-04-19
TX	RA	APPROVED_RES	2017-09-14

NY RA
APPROVED

Since 2021-04-19
TX RA
APPROVED_RES

Since 2017-09-14

Branch Locations

145 E 57Th Street 5Th Floor, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Tocqueville Securities L.P.	New York	NY	09/2001	09/2016
Sicart Associates, Llc	New York	NY	09/2016	Present

09/2001 → 09/2016

Tocqueville Securities L.P.

New York, NY
09/2016 → Present

Sicart Associates, Llc

New York, NY

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2007-10-05

S63 Uniform Securities Agent State Law Examination

2007-10-05

Designations

Chartered Financial Analyst

Other Names

Allen Y. Huang
Yibo Huang

View on SEC IAPD

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