Best Investors Account Sign in

Gabriel Edward Maxwell

Wells Fargo Clearing Services, LLC

Roanoke, VA

Roanoke, VA

Claim This Profile
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2025-08-25
  • VA RA
    APPROVED
    Since 2025-08-25

Branch Locations

10 S Jefferson St Ste 2100 [V3/V8-Rbo], Roanoke, VA 24011 • United States

3442 Orange Ave Ne, Roanoke, VA 24012 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Roanoke VA 05/2025 Present
Wells Fargo Bank, Na Roanoke VA 05/2025 Present
Bank Of Oklahoma Financial Tulsa OK 12/2018 12/2024
Cell Phone Hospital Tulsa OK 08/2017 12/2018
Self-Employed Tulsa OK 04/2017 08/2017
Cell Phone Rescue/Cell Phone Surgeon Tulsa OK 08/2016 04/2017
Unemployed Bolivia NC 01/2025 04/2025
  • 05/2025 → Present
    Wells Fargo Clearing Services, Llc
    Roanoke, VA
  • 05/2025 → Present
    Wells Fargo Bank, Na
    Roanoke, VA
  • 12/2018 → 12/2024
    Bank Of Oklahoma Financial
    Tulsa, OK
  • 08/2017 → 12/2018
    Cell Phone Hospital
    Tulsa, OK
  • 04/2017 → 08/2017
    Self-Employed
    Tulsa, OK
  • 08/2016 → 04/2017
    Cell Phone Rescue/Cell Phone Surgeon
    Tulsa, OK
  • 01/2025 → 04/2025
    Unemployed
    Bolivia, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-08-25
S63 Uniform Securities Agent State Law Examination 2025-08-01
  • S65 Uniform Investment Adviser Law Examination
    2025-08-25
  • S63 Uniform Securities Agent State Law Examination
    2025-08-01

View on SEC IAPD

Other Firms

COMMONWEALTH FINANCIAL NETWORK
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CETERA INVESTMENT ADVISERS LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
TRUIST ADVISORY SERVICES, INC.
LPL FINANCIAL LLC
HORNOR, TOWNSEND & KENT, LLC
AMERIPRISE FINANCIAL SERVICES, LLC

Other Investors

STEPHANIE S FRALIN
JOHN BARTON EDMUNDS
JOHN ROBERT BRADBERRY
john aston edmunds
Stephen Berry
Brandon Burk Williams
Brian Barrows
ELIZABETH ROBERTS THOMAS

Other Offices

COMMONWEALTH FINANCIAL NETWORK · Roanoke, VA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Roanoke, VA
CETERA INVESTMENT ADVISERS LLC · CAVE SPRING, VA
STATE FARM INVESTMENT MANAGEMENT CORP. · Roanoke, VA
TRUIST ADVISORY SERVICES, INC. · ROANOKE, VA
TRUIST ADVISORY SERVICES, INC. · ROANOKE, VA
LPL FINANCIAL LLC · ROANOKE, VA
HORNOR, TOWNSEND & KENT, LLC · ROANOKE, VA

More in Roanoke, VA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor