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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-08-21
TX RA APPROVED_RES 2025-08-21
  • NJ RA
    APPROVED
    Since 2025-08-21
  • TX RA
    APPROVED_RES
    Since 2025-08-21

Branch Locations

252 Rock Rd, Glen Rock, NJ 07452 • United States

194 Wood Ave S, Iselin, NJ 08830 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Closter NJ 05/2025 Present
Special Olympics New Jersey Lawrenceville NJ 06/2024 04/2025
J.P. Morgan Chase Saddle Brook NJ 02/2023 06/2024
Td Bank Ramsey NJ 03/2017 02/2023
Entegee, Inc. Parsippany NJ 02/2018 06/2019
Bergen Community College Paramus NJ 01/2015 03/2017
Bank Of America, N.A. Closter NJ 06/2025 Present
  • 05/2025 → Present
    Closter, NJ
  • 06/2024 → 04/2025
    Special Olympics New Jersey
    Lawrenceville, NJ
  • 02/2023 → 06/2024
    J.P. Morgan Chase
    Saddle Brook, NJ
  • 03/2017 → 02/2023
    Td Bank
    Ramsey, NJ
  • 02/2018 → 06/2019
    Entegee, Inc.
    Parsippany, NJ
  • 01/2015 → 03/2017
    Bergen Community College
    Paramus, NJ
  • 06/2025 → Present
    Bank Of America, N.A.
    Closter, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-08-20
  • S66 Uniform Combined State Law Examination
    2025-08-20

View on SEC IAPD

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