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601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2020-10-13 |
Branch Locations
139 Harristown Road, Glen Rock, NJ 07452 • United States
601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2017-06-15 |
Branch Locations
139 Harristown Rd Suite 203, Glen Rock, NJ 07452 • United States
601 Office Center Drive Suite 300, Fort Washington, PA 19034 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Legend Equities Corporation | Palm Beach Gardens | FL | 01/1994 | 01/2017 |
| Lincoln Investment | Glen Rock | NJ | 01/2017 | Present |
SOSAE ROSE FINANCIAL GROUP LLC POSITION: Managing Member NATURE: DBA for my investment business INVESTMENT RELATED: Yes NUMBER OF HOURS: 140 SECURITIES TRADING HOURS: 140 START DATE: 02/01/2008 ADDRESS: 139 Harristown Road Suite 203, Glen Rock NJ 07452, United States DESCRIPTION: This is my DBA name. All my investment business is done under this name
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1991-07-19 |
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