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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-09-05 |
Branch Locations
139 Harristown Road Suite 208, Glen Rock, NJ 07452 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| 1St Global Capital Corp | Glen Rock | NJ | 06/2002 | 10/2019 |
| 1St Global Advisors, Inc | Glen Rock | NJ | 01/2003 | 10/2019 |
| Avantax Insurance Services, Inc. | Glen Rock | NJ | 02/2005 | 09/2025 |
| Kantzos & Company, Llc | Glen Rock | NJ | 07/2014 | Present |
| Avantax Investment Services, Inc. | Glen Rock | NJ | 10/2019 | 09/2025 |
| Avantax Advisory Services | Glen Rock | NJ | 10/2019 | 09/2025 |
| Cetera Wealth Services, Llc | Glen Rock | NJ | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) DEAN FINANCIAL GROUP POSITION: FOUNDER NATURE: FINANCIAL SERVICES INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 7 START DATE: 07/15/2014 ADDRESS: Glen Rock NJ, United States DESCRIPTION: dba. Provide financial services to clients. 2) DEAN KANTZOS WEALTHCARE, LLC DBA DEAN FINANCIAL GROUP POSITION: FOUNDER NATURE: FINANCIAL SERVICES INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 7 START DATE: 08/12/2004 ADDRESS: Glen Rock NJ , United States DESCRIPTION: Provide financial services to clients. 3) Kantzos & Company, LLC; NIR;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-10-02 |
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