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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-09-09
NC RA APPROVED 2025-06-30
  • TX RA
    APPROVED
    Since 2025-09-09
  • NC RA
    APPROVED
    Since 2025-06-30

Branch Locations

321 Oberlin Rd, Raleigh, NC 27605 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Raleigh NC 05/2025 Present
Deloitte New York NY 01/2024 02/2024
Generation Teach Boston MA 06/2023 08/2023
Dick's Sporting Goods Pineville NC 06/2022 01/2023
Columbia University New York NY 09/2021 05/2025
Unemployed Charlotte NC 06/2015 12/2018
Fairyland Institute Of Early Learning Charlotte NC 01/2019 12/2019
Unemployed Charlotte NC 01/2020 05/2022
Unemployed Charlotte NC 02/2023 05/2023
Unemployed Charlotte NC 09/2023 12/2023
Unemployed Charlotte NC 03/2024 04/2025
Bank Of America, N.A. Raleigh NC 07/2025 Present
  • 05/2025 → Present
    Raleigh, NC
  • 01/2024 → 02/2024
    Deloitte
    New York, NY
  • 06/2023 → 08/2023
    Generation Teach
    Boston, MA
  • 06/2022 → 01/2023
    Dick's Sporting Goods
    Pineville, NC
  • 09/2021 → 05/2025
    Columbia University
    New York, NY
  • 06/2015 → 12/2018
    Unemployed
    Charlotte, NC
  • 01/2019 → 12/2019
    Fairyland Institute Of Early Learning
    Charlotte, NC
  • 01/2020 → 05/2022
    Unemployed
    Charlotte, NC
  • 02/2023 → 05/2023
    Unemployed
    Charlotte, NC
  • 09/2023 → 12/2023
    Unemployed
    Charlotte, NC
  • 03/2024 → 04/2025
    Unemployed
    Charlotte, NC
  • 07/2025 → Present
    Bank Of America, N.A.
    Raleigh, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-07-25
S65 Uniform Investment Adviser Law Examination 2025-03-01
  • S66 Uniform Combined State Law Examination
    2025-07-25
  • S65 Uniform Investment Adviser Law Examination
    2025-03-01

View on SEC IAPD

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