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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-09-09 |
| NY | RA | APPROVED | 2025-07-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 05/2025 | Present |
| Prodigy Consulting (Thor Marketing) | New York | NY | 04/2023 | 03/2025 |
| Prudential Myanmar Life Insurance | Yangon | 01/2020 | 08/2020 | |
| Kbz Bank | Yangon | 01/2017 | 01/2020 | |
| Synapse Original | Yangon | 01/2015 | 12/2016 | |
| Mba Full Time Education | Yangon | 10/2020 | 06/2021 | |
| Mba Full Time Education | Madrid | 09/2021 | 02/2022 | |
| Career Break (Unemployed) | New York | NY | 03/2022 | 03/2023 |
| Bank Of America, N.A. | New York | NY | 07/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-04-07 |
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