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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-09-03 |
| CA | RA | APPROVED | 2025-07-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Orange | CA | 05/2025 | Present |
| Wells Fargo | La Habra | CA | 02/2024 | 05/2025 |
| Unemployed | Chino Hills | CA | 12/2022 | 02/2024 |
| University Of California, San Diego | La Jolla | CA | 09/2021 | 12/2022 |
| Unemployed | Beijing | 03/2020 | 09/2021 | |
| University Of California, San Diego | La Jolla | CA | 09/2018 | 03/2020 |
| University Of California, Riverside | Riverside | CA | 09/2016 | 06/2018 |
| Unemployed | Chino Hills | CA | 06/2016 | 09/2016 |
| China Merchants Securities Co., Ltd., | La Jolla | CA | 10/2020 | 07/2021 |
| Bank Of America, N.A. | Orange | CA | 07/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-10-26 |
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