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Paul James Duwors

Cerity Partners LLC

New York, NY

New York, NY

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Current Employers
Cerity Partners Llc

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-10-05
  • NY RA
    APPROVED
    Since 2023-10-05

Branch Locations

28 Liberty Street Suite 2850, New York, NY 10005 • United States

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cerity Partners Llc New York NY 10/2023 Present
Q32 Capital Management Montclair NJ 11/2015 09/2023
  • 10/2023 → Present
    Cerity Partners Llc
    New York, NY
  • 11/2015 → 09/2023
    Q32 Capital Management
    Montclair, NJ
Previous Registrations
  • 2016-06-03 → 2023-10-06
    Q32 Capital Management, Llc
    Montclair, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-03-09
S63 Uniform Securities Agent State Law Examination 2006-09-05
  • S65 Uniform Investment Adviser Law Examination
    2016-03-09
  • S63 Uniform Securities Agent State Law Examination
    2006-09-05

View on SEC IAPD

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