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Current Employers
Mma Asset Management Llc

161 Washington Street Suite 1200, Conshohocken, PA 19428 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-08-06
  • CA RA
    APPROVED
    Since 2026-08-06

Branch Locations

9171 Towne Centre Drive Suite 100, San Diego, CA 92122 • United States

161 Washington Street Suite 1200, Conshohocken, PA 19428 • United States

Mma Securities Llc

1166 Avenue Of The Americas, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-06-11
  • CA RA
    APPROVED
    Since 2026-06-11

Branch Locations

9171 Towne Centre Drive Suite 100, San Diego, CA 92122 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Barney And Barney San Diego CA 06/2012 08/2017
Sagepoint Financial San Diego CA 06/2012 07/2018
Marsh & Mclennan Agency San Diego CA 08/2017 Present
Mma Securities San Diego CA 12/2017 Present
Mma Asset Management San Diego CA 08/2026 Present
  • 06/2012 → 08/2017
    Barney And Barney
    San Diego, CA
  • 06/2012 → 07/2018
    Sagepoint Financial
    San Diego, CA
  • 08/2017 → Present
    Marsh & Mclennan Agency
    San Diego, CA
  • 12/2017 → Present
    Mma Securities
    San Diego, CA
  • 08/2026 → Present
    Mma Asset Management
    San Diego, CA
Previous Registrations
Other Businesses

1. The Registered Representative is an employee of Marsh & McLennan Agency LLC ("MMA"), 1166 Avenue of the Americas, New York, NY 10036), an affiliate of MMA Securities LLC. The Registered Representative conducts non-investment related business activities for MMA (e.g. support for its insurance services). These other business activities are not subject to broker-dealer licensing and registration requirements. All MMA Securities LLC activities remain subject to the Firm's supervisory framework. 2. Investment adviser representative of MMA ASSET MANAGEMENT LLC (8 Tower Bridge Suite 1200, Conshohocken, PA), an affiliate of MMA Securities LLC. Provides wealth management and financial planning services during securities trading hours. 3. Residential Rental Property; investment-related; Point Loma Tennis Club 2690 Worden Street, Unit 84 San Diego, CA 92110; Rental Property; Owner; 7/1/2023; 1 hour a month; 0 hours during securities trading hours; Property Management

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-06-09
S66 Uniform Combined State Law Examination 2012-10-16
  • S65 Uniform Investment Adviser Law Examination
    2026-06-09
  • S66 Uniform Combined State Law Examination
    2012-10-16

View on SEC IAPD

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