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161 Washington Street Suite 1200, Conshohocken, PA 19428 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-08-06 |
Branch Locations
9171 Towne Centre Drive Suite 100, San Diego, CA 92122 • United States
161 Washington Street Suite 1200, Conshohocken, PA 19428 • United States
1166 Avenue Of The Americas, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-06-11 |
Branch Locations
9171 Towne Centre Drive Suite 100, San Diego, CA 92122 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Barney And Barney | San Diego | CA | 06/2012 | 08/2017 |
| Sagepoint Financial | San Diego | CA | 06/2012 | 07/2018 |
| Marsh & Mclennan Agency | San Diego | CA | 08/2017 | Present |
| Mma Securities | San Diego | CA | 12/2017 | Present |
| Mma Asset Management | San Diego | CA | 08/2026 | Present |
1. The Registered Representative is an employee of Marsh & McLennan Agency LLC ("MMA"), 1166 Avenue of the Americas, New York, NY 10036), an affiliate of MMA Securities LLC. The Registered Representative conducts non-investment related business activities for MMA (e.g. support for its insurance services). These other business activities are not subject to broker-dealer licensing and registration requirements. All MMA Securities LLC activities remain subject to the Firm's supervisory framework. 2. Investment adviser representative of MMA ASSET MANAGEMENT LLC (8 Tower Bridge Suite 1200, Conshohocken, PA), an affiliate of MMA Securities LLC. Provides wealth management and financial planning services during securities trading hours. 3. Residential Rental Property; investment-related; Point Loma Tennis Club 2690 Worden Street, Unit 84 San Diego, CA 92110; Rental Property; Owner; 7/1/2023; 1 hour a month; 0 hours during securities trading hours; Property Management
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-06-09 |
| S66 | Uniform Combined State Law Examination | 2012-10-16 |
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