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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-05-04
IA RA APPROVED 2025-08-19
  • TX RA
    APPROVED
    Since 2026-05-04
  • IA RA
    APPROVED
    Since 2025-08-19

Branch Locations

6701 Westown Pkwy Ste 200, West Des Moines, IA 50266 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cozy Cafe Johnston IA 03/2018 01/2025
Vandees Ice Cream Shoppe Johnston IA 04/2018 08/2022
Adventuretime Childcare Urbandale IA 03/2020 06/2021
Destination Grille Grimes IA 05/2022 05/2025
Ankeny Area Chamber Of Commerce Ankeny IA 05/2023 08/2023
Blackstone Restaurant Iowa City IA 08/2023 05/2025
Johnston Community School District Johnston IA 05/2008 05/2021
Monica's Italian Restaurant Iowa City IA 02/2022 04/2022
Tavern Blue Iowa City IA 02/2023 04/2023
Stockmans Inn Des Moines IA 08/2021 08/2024
University Of Iowa Iowa City IA 08/2021 05/2025
Principal Life Insurance Company West Des Moines IA 05/2025 Present
Principal Securities, Inc. West Des Moines IA 05/2025 Present
  • 03/2018 → 01/2025
    Cozy Cafe
    Johnston, IA
  • 04/2018 → 08/2022
    Vandees Ice Cream Shoppe
    Johnston, IA
  • 03/2020 → 06/2021
    Adventuretime Childcare
    Urbandale, IA
  • 05/2022 → 05/2025
    Destination Grille
    Grimes, IA
  • 05/2023 → 08/2023
    Ankeny Area Chamber Of Commerce
    Ankeny, IA
  • 08/2023 → 05/2025
    Blackstone Restaurant
    Iowa City, IA
  • 05/2008 → 05/2021
    Johnston Community School District
    Johnston, IA
  • 02/2022 → 04/2022
    Monica's Italian Restaurant
    Iowa City, IA
  • 02/2023 → 04/2023
    Tavern Blue
    Iowa City, IA
  • 08/2021 → 08/2024
    Stockmans Inn
    Des Moines, IA
  • 08/2021 → 05/2025
    University Of Iowa
    Iowa City, IA
  • 05/2025 → Present
    Principal Life Insurance Company
    West Des Moines, IA
  • 05/2025 → Present
    West Des Moines, IA
Other Businesses

**FIXED INSURANCE POSITION: Registered Representative NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/15/2026 ADDRESS: 6701 Westown Parkway Suite 200, West Des Moines IA 50266, United States DESCRIPTION: Fixed insurance: Life, Disability, Annuities, Long Term Care, Health, Medicare Supplements, Group Benefits. **FARRELL'S EXTREME BODYSHAPING POSITION: Instructor NATURE: Fitness Instructor INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2026 ADDRESS: 1451 SE 3rd Street, Grimes IA 50111, United States DESCRIPTION: Kickboxing instructor leading group fitness classes focused on strength, cardio, and overall wellness. Role is limited to fitness services for the general public.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-08-18
  • S66 Uniform Combined State Law Examination
    2025-08-18
Other Names
  • Chloe Fox
  • Chloe Mackenzie Fox

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