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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-10-26
NJ RA APPROVED 2014-10-02
  • NY RA
    APPROVED
    Since 2021-10-26
  • NJ RA
    APPROVED
    Since 2014-10-02

Branch Locations

299 Park Ave 26Th Floor, New York, NY 10171 • United States

Albertson , NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. New York NY 08/2014 Present
Previous Registrations
Other Businesses

THE DJ|JD FOUNDATION / 17740 BURBANK BLVD STE 103W ENCINO,CA 91316 / FOUNDATION/ EDUCATION / HELPING STUDENTS PREPARE FOR CAREERS / MEMBER OF BOARD OF DIRECTORS / / START DATE 3/17/2015 S.G. Revocable Trust, Personal Trust which holds my primary residence, Owner of the primary property, start date-1/1/2024, New JerseyUnited States-07047. S G Revocable Trust,Renting out home,,North Bergen,NJUnited States,Renting out homeStart date -5/1/2026

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-07-03
  • S66 Uniform Combined State Law Examination
    2007-07-03
Other Names
  • Shilpa Suresh Gandhi
  • Shilpa S Gandhi
  • Shilpa S Gandhi
  • Shilpa Gandhi

View on SEC IAPD

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